Position Description
Partners Capital is seeking a Senior Compliance Manager to join our Boston-based US Compliance team to contribute to the development and monitoring of the Registered Fund US compliance program and ensure adherence to regulations and to industry best practices. The person will interact heavily on a daily basis with all employees, including Partners. As a fast growing, 250+ person company, we seek someone who is motivated, a self-starter, adaptable and comfortable working on a small team in a fast-paced, entrepreneurial environment.
Position Responsibilities
The Senior Compliance Manager will primarily be responsible for and/or be assisting to:
- Oversee and assist with day to day registered closed-end fund compliance program to ensure all actions are completed within deadlines e.g. testing, monitoring, etc.
- Draft and update relevant compliance policies and procedures
- Review marketing materials.
- Oversee and assist with periodic reporting to registered fund Board and Primary Adviser
- Assist with the preparation of registered fund and adviser regulatory filings.
- Assist in the preparation of annual compliance matters, e.g. annual 206(4)-7 review.
- Provide relevant compliance training to internal team
- Respond to compliance-related inquiries from team members.
- Respond to inquiries from regulators
- Conduct research on new and upcoming compliance rules and matters and provide recommendations to relevant team members.
Key responsibilities may be assessed and are subject to change from time to time based on the needs of the business. The individual may be required to work overtime as needed.
Qualifications
- Bachelor’s Degree, concentrating in finance, accounting, economics, or legal studies is preferred.
- 7-10 years of experience supporting an alternatives asset management compliance program that includes Investment Company Act requirements. (experience in a relevant legal role or a compliance consulting role will also be considered)
- Extensive knowledge of the Investment Company Act and the Investment Advisers Act
- High proficiency in Microsoft Office (Excel, PowerPoint, Word, Outlook); experience with VBA, Python, or other data science language is a major boost
- Excellent problem-solving and interpersonal sills
- Strong ethical standards
- Ability to thrive in a collaborative working environment
- Intellectually curious and a team player who is willing to do whatever it takes to contribute to the success of the business
Benefits
Partners Capital is committed to being a great place to work. We are focused both on wellbeing and professional growth. You can expect professional development and career progression opportunities, competitive compensation, exceptional benefits, and a flexible “results-focused” working model. Our benefits package includes medical, dental, and vision insurance, short and long-term disability insurance, life insurance, flexible spending accounts, commuter benefits, paid time off and a 401(k) plan with employer matching. The Firm also supports global philanthropy via a charity program and volunteer day. In addition, we champion a variety of wellness and social events.
Contact Details
Please send your CV to NorthAmericaRecruiting@partners-cap.com with the subject: Senior Compliance Manager – Registered Funds. Further information about Partners Capital is available on our website www.partners-cap.com.